1th of legal representative

Important note of the Fund by fund managers by the China Securities Regulatory Commission funds [2004]19 approval, raised the establishment, approval date of February 27, 2004.　　The funds of the Fund contract come into effect on April 12, 2004.　　Investment risk, investors should read the prospectuses carefully when purchasing Fund. Funds past performanceDoes not indicate its future performance. The summary prepared pursuant to the Fund contracts and placement prospectuses, and approved by the China Securities Regulatory Commission. Fund Fund for contract is set between the parties rights and obligations of legal documents. Fund investors Fund contracts make fund shares, shall become the holders of the fund shares and the parties to a contract of the Fund, their share of the holding fund acts itself tableHis recognition and acceptance of the Fund contract and in accordance with the Act, the measures for the operation of the Fund, the Fund contract and other related provisions of enjoyment of rights and obligations.　　Fund investors to learn more about rights and obligations of the Fund share holders, should carefully review the Fund contract. The fund managers observe scrupulously, and careful diligence of honesty and credit principle of management and the application of the Fund assets,But do not guarantee that the funds profits, nor does it guarantee a minimum income.　　The prospectuses (updated) content contained deadline is October 12, 2011, net value of the relevant financial data and performance deadline is September 30, 2011 (unaudited financial data). First, the Fund contract date of entry into force: April 12, 2004, funds managementPerson (a) the Fund Manager survey of fund managers name: guolian fund management limited accommodation: Shanghai Lujiazui ring road, 1318th DBS Bank, 9/f, Office address: Shanghai Lujiazui ring road, 1318th DBS Bank, 9/f, date of establishment: April 3, 2003 the legal representative: Fu Xuedong Tel:021-38992888 contact: Tong Lu Yung is by the China Securities Regulatory Commission Fund of fund managers [2003]42 approval by guotai Junan securities company limited and Germany Allianz Group initiated the establishment of Sino-foreign joint venture fund management company. Companies registered capital of 1. 500 million Yuan, the current ownership structure: syndrome of guotai JunanCoupons limited investment ratios of 51%; Germany Allianz investment proportion is 49%. (B) the main Officer 1, directors (1) Mr Fu Xuedong, Chairman, master's degree in economics, Senior Economist, the Chinese Communist Party. Former Deputy Director of the State Commission for restructuring distribution Division, Assistant President of Cathay Pacific Securities Limited, guotai Junan securities sharesLimited company Vice President. Is now serving as State funds management limited Board Chairman. (Note: as of October 22, 2011, Mr Fu Xuedong as Deputy Inspector General of the company. The announcement disclosed on October 22, 2011. ) (2) AndrewDouglasEu (Yu Yi�), Vice Chairman, master of business administration. He YiRich portfolio star wars the old republic power leveling, senior research analyst, Portfolio Manager, Director (business), JF asset management Ltd, Managing Director and Chief Executive. Incumbent de shengan shengan asset management Asia Pacific Chief Executive Officer, Director, German Director of asset management Hong Kong Limited, German shengan shengan joint asset management company Managing Director, German asset management Japan Director, de shengan capitalProperty management Luxembourg company directors, the Hong Kong Securities and Futures Commission Advisory Committee members. (3) Mr GeorgeAlanMcKay, Director, United Kingdom Oxford class a level standard (Economics and English). Successive United Kingdom Save&Prosper Management Limited (Fu Linming group) Director of Jardine Fleming asset management company (fragrantIn Hong Kong) trading Director, Managing Director, mogenfulinming asset management (Hong Kong), Managing Director, Bank of New York company (formerly Mellon international investment management company) Executive Director.　　As de shengan asset management Asia Pacific Chief Operating Officer. (4) Mr Wang Weijie, Director, master's degree in economics, accountant title. Into the financial industry since 1994, successiveJunan securities co head of corporate finance, audit, Vice President, financial planning, Vice President, General Manager of Business Department of Changsha, financial headquarters, General Manager, Assistant General Manager of Shenzhen branch, General Manager of planning and finance at Headquarters.　　Now serving as guotai Junan securities company limited assets and liabilities Management Committee, Chairman of the professional and Director of the subsidiary's management team. (5), Ivy ChengPing ladies, independent directors, college degree, a senior economist titles. Former Vice Director of Shanghai Municipal Finance Bureau, Deputy Director, the Director, Assistant Director, Shanghai Municipal Finance Bureau, Deputy Commissioner of Inland Revenue, Shanghai Vice Director, Secretary, Planning Commission, municipal price Bureau, Shanghai Municipal Development Planning Commission, the development and Reform Commission, th national people's Congress, Deputy Director of Shanghai municipal decision-making counseling CommitteeFull-time members.　　Incumbent, President of the Shanghai venture capital industry association, Shanghai Bank independent Director and Director of the Shanghai Municipal Committee of Chinese society of macro-expert. (6) President Catherine Wang MS, independent Director, doctor of laws. De constant law firm Director, Chief global partner, and Tak Hang the Director of the Hague, German dead lawyer Dean, Professor, Tsinghua University, Peking University researchHealth tutor.　　Arbitrator of China international economic and Trade Arbitration Committee, China Securities Regulatory Commission on reorganization of members of the Committee at its first, second, expert of the Ministry of enterprise annuity and the National Social Security Fund Council, Member of the national industry and Commerce Board Member, legal Committee. (7) Mr ThiloKetterer, independent Director, doctor of Economics and management, GermanyState CPA, successive Germany NEXIA international group Audit Assistant, CarlZeissSemiconductorManufacturingTechnologies (SMT) AG chief accountant, Israel MicrospecTechnologiesInc. Director, currently Germany and New ZealandRhodes accounting firm (limited) partner of the partnership group and the Confucianism moral management consulting (Shanghai) limited company General Manager. 2, supervisor (1) Mr Jiang Yiming, Chairman of the Board of supervisors, accountant, doctor. Successive Shenzhen Yu-Kang solar Ltd Finance Manager, Vice General Manager of Junan securities brokerage, financial planning, Vice President, General Manager, Junan securities, Chief Financial Officer, guotai Junan Securities Co Ltd, Shenzhen branch, guotai Junan securities company limited, Deputy General Manager, Chief Accountant.　　Current guotai Junan securities company chief financial officer. (2) Ms Zhuang Xiaohui, a supervisor, master's degree in law. Successive Bell,Temple trainee lawyers, McCague,PeacOck,Borlack,McInnis&Lloyd barristers and solicitors law firm attorneys assistants, assistants, Kindu Switzerland re-insurance company legal counsel.　　Current German shengan Alliance asset management (Asia Pacific) limited legal counsel. (3) Ms Lu Kangyun, the staff supervisor, master's degree in law. By successive ICBC Shanghai BranchLegal Adviser, the Shanghai haihua yongtai law firm lawyers.　　Current League Director of fund management, supervision and auditing Department. 3, the company's other senior managers (1) Ms Lee Ke, Deputy General Manager, Bachelor of economics. Former Shanghai Branch of China Construction Bank, Shanghai United finance company Fund finance department Assistant Manager, Manager, operations is responsible forAnd an internal auditor, Deputy General Manager, global link's Fund management company, Chief Financial Officer, Assistant General Manager, Deputy General Manager. (2) Mr Xie Rongxing, Inspector General, senior accountant, Shanghai Municipal CPPCC, democratic parties. Former Huangpu of Shanghai international securities company, General Manager of Sales Department, Assistant General Manager of Shanghai international securities company, Director and Director of trading, Junan securitiesCoupons limited liability company Vice President and Director, guotai Junan securities company limited, guotai Junan securities, investment management Chief Economist, Vice Chairman and Chief Executive. (Note: as of October 22, 2011, Mr Xie Rongxing is no longer as Inspector General of the company. The announcement disclosed on October 22, 2011. ) (3) Mr Frank Wang, Deputy General Manager,Master's degree in economics.　　Successive financial engineering researcher, Institute of Bohai securities day with financial innovation, head of Securities Research Institute, Shanghai Pudong Development Bank funds managed, top International Fund Management Ltd, head of product marketing director, business development Director, global link's Fund management limited Assistant General Manager. (4) Mr Zhou Quangong, VPActing, doctor of philosophy in finance.　　Former Chief of Bank of China Shenzhen branch, Bank of China Head Office funds managed, solidarity fund management Ltd, head of the Department (now the sdic UBS Fund Management Limited) General Manager Assistant, Netherlands ABN AMRO Mellon global financial service limited Beijing Representative Office Chief Representative and joint fund management limited, Chief Marketing Officer. (5), is conferred onDeputy General Manager, master's degree in economics. Has served in a ping an securities limited liability company and guosen securities limited; in January 2003 to join China Fortune SGAM Fund management company limited, has held the General Manager of trading, China Fortune SGAM Po flexible allocation of securities investment fund managers-Fortune SGAM advanced growth stock and China Securities Investment Fund managers, Deputy Director of the investment of the Fund andDomestic investment Department General Manager duties. June 2009 to join the League of Nations Fund management limited, successively as Assistant General Manager, investment Director positions. Starting in September 2009, as the countries An Decheng stock securities investment fund of funds Manager. Between December 2009 and assumed the role of global link's principal theme-driven equity-type securities investment fund of fundsManager. (Note: as of November 19, 2011, is conferred on Mr served as Deputy General Manager of the company. The announcement disclosed on November 19, 2011. ) 4, the introduction of fund managers (1) current Manager: Mr Zou Xinjin, master. Mr Zou Xinjin joined CITIC building investment securities limited liability company in July 2004 (formerly known asHuaxia securities limited liability company) as analyst.　　July 2007 to join the League of Nations Fund management limited, successive senior researchers, Assistant Manager of the Fund, is now serving as Deputy Director for research, March 2010 Chairman of the fund managers. (2) successive managers: 5 Committee, investment Committee members investment decisions is the company's Fund investmentOwned the highest investment decision-making bodies.　　Investment decision-making Committee, General Manager, head of investment by the company's Deputy General Manager, head of portfolio management Department, head of fixed income trading, head of Research Department and senior Fund Manager 1-2 (as needed).　　6, such persons do not exist between close relatives. Third, the Trustees of the Fund (a) the Fund custodianName: industrial and commercial bank registered address: fuxingmen NEI Street, Xicheng District, Beijing, 55th established: January 1, 1984, legal representative: Jiang Jianqing registered capital: RMB 349,018,545,827 Tel: 010-66105799 contact: Zhao Huijun (b) key personnel at the end of September 2011, Department of industrial and commercial bank assets managed a total of 145 employees with an average age of 30, 95% or more employees have Bachelor, Executive Officer has a graduate degree or senior technical titles. (C) as mainland China Fund custody business operations supportPioneer services, industrial and commercial bank since 1998 in the country since the first to offer managed services, adhering to the "good faith and diligent diligence" purpose, rely on rigorous scientific risk management and internal control system, standardized management models, advanced operating systems, and professional services team, the strict implementation of asset trustee duties, for the vast number of investors at home and abroad, financial assetsRegulatory agencies and corporate clients with safe, efficient, professional and managed services, showing excellent market presence and influence. In managed banks have established domestic most rich and mature product line. Have included securities investment funds, the trust assets, insurance, social security fund, the peace of mind, QFII asset account funds, corporate pension funds, QDII assets, equity investmentCapital Fund collection scheme of asset management, securities companies, securities companies oriented asset management plans, commercial bank credit asset securitization, asset management, QDII fund company-specific customer account assets, complete range of managed products such as ESCROW system, while at home has pioneered performance evaluation, risk management and other value-added services, can provide a variety of customers with personalizedManaged services. By September 2011, the industrial and commercial bank of 225 total managed investment funds, which closed 7 only, open-218. Since 2003, the Bank for eight consecutive years of the Asian currencies of Hong Kong, United Kingdom, and the global custodian of the Treasury of Hong Kong, United States, the Mainland of the securities of the global financial times, the Shanghai Securities News26 items inside and outside the authority of the financial media award best managed Bank award; is internally managed Bank with the most awards, with good service quality recognized at home and abroad continued in the financial sector and wide acclaim. Four, the relevant service (a) the fund shares sales agency direct sales organization: guolian fund management limited direct sales center address:1318th Shanghai Lujiazui ring road, DBS Bank, 9/f, Office address: Shanghai Lujiazui ring road, 1318th DBS Bank, 9/f, the legal representative: Fu Xuedong Tel: 021-38992888 contact: Mao Fei distribution agent 1) name: industrial and commercial bank address: Beijing, XichengFu XING men NEI Street, 55th, legal representative: Jiang Jianqing Tel: 010-66107900 fax: 010-66107914 contact: HE Peng customer service telephone: 95,588 company URL: www. ｉｃｂｃ． ｃｏｍ． CN 2) names: China CITIC Bank Home: Chaoyang North chaoyangmen Street, Dongcheng District, Beijing, 8th c legal representative, fuhua mansion: Kong Dan Tel: 010-65558000 contact: Bob Rae customer service telephone: 95,558 company URL: Bank. ｅｃｉｔｉｃ． Com 3) names: traffic bank address: Minhang district, Shanghai CityRoad 188th legal representative: Hu Huaibang Tel: 021-58766688 contact: CAI snow customer service telephone: 95,559 company URL: www. ｂａｎｋｃｏｍｍ． Com 4) name: Shanghai Pudong Development Bank Co Ltd address: No. 500 South Pudong road, Pudong new area, ShanghaiOffice address: Zhong Shan Dong Yi Road, Shanghai, legal representative, 12th: Ji Xiaohui Tel: 021-61618888 contact person: Yu Guyun customer service telephone: 95,528 company URL: www. ｓｐｄｂ． ｃｏｍ． CN 5) names: guotai Junan securities company limited accommodation: Pudong, Shanghai, newMall road No. 618 address: Shanghai Shanghai Bank building, 29/f, Ngan Shing Road 168th legal representative: young Tel: 021-38676161 contact person: Rui Minqi customer service telephone: 95521,400-8888-666 company URL: www. ｇｔｊａ． ｃｏｍ6) names: CITIC building investment securities limited liability company address: Anli Road, Chaoyang District, Beijing, 66th, 4th floor address: Street, Dongcheng District, Beijing, 188th legal representative: Zhang Youjun Tel: 010-85130577 contact: dream customer service telephone: 400-8888-108 companyWeb site: www. ｃｓｃ１０８． Com 7) names: haitong securities company limited accommodation: 98th Huaihai Zhong Road, Shanghai office address: Shanghai haitong securities building, No. 689 Guangdong road, the legal representative: Wang Kaiguo Tel: 021-53594566 contact person: Li Xiaoming customer service Tel: 95553,400-8888-001 company Web site: www. ｈｔｓｅｃ． Com 8) name: Soochow securities limited liability company residence: Crest Road, Suzhou Industrial Park 181th business building, the legal representative: Wu Yongmin Tel: 0512-65581136 contact: customer serviceTel: 0512-33396288,0512-96288 company URL: www. ｄｗｊｑ． ｃｏｍ． CN 9) names: country Yuan securities company limited accommodation: tho Xuan road, Hefei national Yuan building, legal representatives, 179th: FUNG Leung Chi-Tel: 0551-2207323 contact: Miss LIWei Wei customer service telephone: 95,578 company Web site: www. ｇｙｚｑ． ｃｏｍ． CN 10) names: huatai securities company limited accommodation: Zhongshan Road, Nanjing 90th huatai securities building, the legal representative: Wu Wanshan Tel: 025-84457777-235 contact: Wan MingTel: 95,597 company URL: www. ｈｔｓｃ． ｃｏｍ． CN 11) name: China Merchants securities company limited address: Jiangsu building yitian road, Futian District, Shenzhen, 38-45 legal representative: Shaolin Tel: 0755-82940764 contact: Wu Shaobin customer serviceTel: 95565,400-8888-111 company URL: www. ｎｅｗｏｎｅ． ｃｏｍ． CN 12) name: shenyin wanguo securities company limited residence: 171th changshou road, Shanghai, the legal representative: Ding Guorong Tel: 021-54033888 contact person: Deng HanbingCustomer service telephone: 95,523 company URL: www. ｓｙｗｇ． Com 13) name: China Galaxy securities company residence: Financial Street, Xicheng District, 35th international enterprises, building c, the legal representative: Gu Weiguo Tel: 010-66568047 contact: Tian Wei customer serviceWords: 400-8888-888 company URL: www. ｃｈｉｎａｓｔｏｃｋ． ｃｏｍ． CN 14) names: guosen securities company limited accommodation: Shenzhen hongling 1012th guosen securities building, the legal representative: how about Tel: 0755-82130833 contact: Qi XiaoyanCustomer service telephone: 95,536 company URL: www. ｇｕｏｓｅｎ． ｃｏｍ． CN 15) name: guangfa securities company limited address: Tianhe Road North, Guangzhou City, Guangdong Province 183th 43/f Metropolitan Plaza, the legal representative: Wang Zhiwei Tel: 020-87550265 contact person: Huang LanCustomer service telephone: 95,575 company URL: www. ｇｆ． ｃｏｍ． CN 16) name: Shanxi securities company limited accommodation: Taiyuan City, Shanxi International Trade Center, East building, West 69th Street legal representative: Hou Wei Tel: 0351-8686708 contact: Meng Wanpin customer service: 400-6661-618 company URL: www. ｉ６１８． ｃｏｍ． CN 17) name: xingye securities company limited residence: Lake Road, 99th power building in Fuzhou City Office address: Lake Road, Fuzhou, 99th; 166th Shanghai Lujiazui East Road, the legal representative: lanrong phone: 021-68419,974 contact: Xie higher customer service hotline: 400-8888-123 company URL: www. ｘｙｚｑ． ｃｏｍ． CN 18) name: China Merchants Bank company limited residence: No. 7088, shennan road, Futian District, Shenzhen City, Guangdong Province, the legal representative: Dr. Fu yuning Tel: 0755-83,195,475 contact: Deng Jiong Peng customer service telephone: 95,555 company URL: www. ｃｍｂｃｈｉｎａ． Com 19) names: joint huatai securities limited liability company address: shennan road, Shenzhen Development Bank building, No. 5047, 25, 10 legal representative: Ma ZhaomingTel: 0755-82493561 contact person: Pang Xiaoyun customer service telephone: 400-8888-555,95513 company URL: www. ｌｈｚｑ． Com 20) name: China Construction Bank Corporation address: Beijing, financial Street, Xicheng District, legal representatives, 25th: Guo ShuQing Tel: 010-67596093 contact: He Yi customer service telephone: 95,533 company Web site: www. ｃｃｂ． Com 21) name: Hua Xia bank address: Jian Guo men NEI Street, Dongcheng District, Beijing, legal representative, 22nd: Wu Jian Tel: 010-85238423 contact: Liu Junxiang customer service telephone: 95,577 company Web site: www. ｈｘｂ． ｃｏｍ． CN 22) name: essence securities company limited residence: No. 4018 jintian road, Futian District, Shenzhen, a 35-28 Allianz building, A02 legal representative: bovine Guan XING contact: Chen JianhongTel: 010-66581661-customer service telephone: 400-8001-001 company URL: www. ｅｓｓｅｎｃｅ． ｃｏｍ． CN 23) names: Eastern securities company limited residence: South Zhongshan Road, Shanghai floor, Xinyuan Plaza, 2nd floor, No. 318 address: ZhongshanFloor, Xinyuan Plaza, 2nd floor, No. 318, South of legal representative: Pan Xin forces contact: Wu Yu contacts: 021-63325888-cent customer service telephone: 95,503 company URL: www. ｄｆｚｑ． ｃｏｍ． CN 24) name: home in Hongyuan securities company limited: Wenyi road, No. 233 in Urumqi, Xinjiang Office address: Taipingqiao Dajie, Xicheng District, Beijing, legal representatives, 19th: Feng Rong contact: Li Wei's contact information: 010-88085338 customer service telephone: 400-8000-562 company URL: www. ｈｙｓｅｃ． Com 25)Says Bank of Ningbo company limited address: Zhongshan Road, jiangdong district, Ningbo, No. 294 of legal representative: Lu Huayu contact: Hu Jixun Tel: 021-63586210-customer service telephone: 96,528, (Shanghai) company website: www. ｎｂｃｂ． ｃｏｍ． ｃｎ　　２６）Name: new era securities limited liability company registered address: Beijing, financial Street, Xicheng District, 1th, a 8-story office address: Beijing, financial Street, Xicheng District, level 8, block a, 1th of legal representative: Majinsheng contact person: Sun Kai customer service Tel: 400-6989-898 Web site: www. ｘｓｄｚｑ． ｃｎ　　２7) name: Shanghai Securities limited liability company residence: Middle Tibet road, Shanghai, No. 336 of legal representative: Yu Zhongmin contact person: Wang Wei Li Tel: 021-53519888-customer service telephone: 400-8918-918,021-962518 company URL: www. 962,518. ｃｏｍ28) name: Bank of China building investment securities limited liability company address: junction of yitian road, Futian District, Shenzhen City and Fu Road, Rong Chao Business Center, building a di18zhi21 legal representative: Yang Ming-hui Tel: 0755-82026521 contact: Liu Yi customer service phone: 400-6008-008Company website: www. ｃｊｉｓ． CN 29) name: kin securities limited liability company residence: Shanghai West Nanjing Road, 23/f, No. 758 of legal representative: Guo Lin Tel: 021-32229888 contact: Chen Min customer service telephone: 021-63340678 company URL: wwｗ． ａｊｚｑ． Com 30) name: Qi Lu securities limited residence: No. 20518 Jingshi road, Jinan, Shandong Office address: Jinan Jingqi road, 86th legal representative: Li Wei phone: 0531-81283906 contact: Lin Wang customer service telephone: 95,538Division Web site: www. ｑｌｚｑ． ｃｏｍ． CN 31) name: Thai securities limited liability company address: zizhu seven Zi Lin Road, Futian District, Shenzhen, China Everbright Bank building, 18th, 18/f, Office address: zizhu seven Zi Lin Road, Futian District, Shenzhen, China Everbright Bank building, 18th, 18/f, the legal representative: tribute to the high contact phone:0755-83709901 contact: Luo Mingjie customer service: 0755-83710885 company URL: www. ｙｔｚｑ． NET 32) name: ping an bank address:, Futian District, Shenzhen Conference building 301, legal representative: Sun Jian Tel: 0755-22,197,874 contact: Cai Yuzhou customer service telephone: 400-6699-999 company URL: Bank. ｐｉｎｇａｎ． Com 33) name: Everbright securities company limited address: Shanghai Jingan Xinzha road, 1508th legal representatives: Xu Haoming Tel: 021-22,169,089 contact: Li Fangfang customer service telephone: 400-8888-788,95525 company URL: www. ｅｂｓｃｎ． Com 34) names: hengtai securities company limited accommodation: Hohhot in Inner Mongolia area Ningxia Yingchuan, 111th statutory representative: Ju Jin (Acting) Tel: 0471-4962367 contact: East company website: www. ｃｎｈｔ． ｃｏｍ． CN 35) name: Warburg securities limited liability company residence: Lujiazui ring road, Pudong, Shanghai, 166th layer of legal representative: Chen Lin, Tel: 021-50122,222 contact: song GE customer service telephone: 400-8209-898 company URL: www. ｃｎｈｂｓｔｏｃｋ． Com 36) name: Xinda securities company limited office address: main street, Xicheng District, Beijing town 9th, 1th floor, Xinda financial centre, the legal representative: Zhang Zhigang customersTel: 400-8008-899 contact: Jing Tang website: www. ｃｉｎｄａｓｃ． Com 37) name: Bohai bank address: machang road, Hexi District, Tianjin, 201-205 legal representative: Liu Baofeng contact person: Wang Hong Tel: 022-58316666 fax: 022-58316259-customer service telephone: 400-8888-811 company URL: www. ｃｂｈｂ． ｃｏｍ． CN 38) name: Tokai securities limited liability company residence: Yan Ling West Road, Changzhou City, Jiangsu Province investment Plaza, building 18, 19th, 23rd legal representative: Zhu KeminContact person: Huo Xiaofei Tel: 021-50586660-cent customer service telephone: 400-8888-588 company URL: www. ｌｏｎｇｏｎｅ． ｃｏｍ． CN 39) name: GF huafu securities limited liability company residence: Wusi Road, gulou district, Fuzhou hot spring, 157th7-8 legal representative: Huang Jinlin customer service Tel: 0591-96326 contact: Teng Zhang Tel: 0591-87383623 company URL: www. ｇｆｈｆｚｑ． ｃｏｍ． CN 40) name: Hualong securities limited liability company registered address: Lanzhou, Gansu Jingning road,No. 308, legal representative: Li Xiaoan Tel: 0931-4890100 contact person: Li Xintian customer service telephone: 96,668 (Gansu province), 400-6898-888 company Web site: www. ｈｌｚｑｇｓ． Com 41) name: Dongguan securities limited liability company residence:Guancheng district, Dongguan, 1th, South Park, 30/f, Golden Resources Centre, address: Guancheng district, Dongguan, 1th, South Park, 30/f, Golden Resources Centre, the legal representative: You Jinhui Tel: 0769-22119426, contact: Jianping Zhang, Luo Shaohui Web site: www. ｄｇｚｑ． ｃｏｍ． CN customer service telephone: 0769-961130) name: Bank of China limited accommodation: fuxingmen NEI Street, Xicheng District, Beijing, 1th Office address: 1th fuxingmen inner Street, Xicheng District, Beijing, legal representative: Mr Xiao contact Tel: 010-66592638 fax: 010-66,594,568 contact: Jianwei Zhang inspected bobc website: www. ｂｏｃ． CN 43) name: day companion Advisory limited liability company residence: Financial Street, Xicheng District, Beijing Fukai building b, Room 701, 19th legal representative: Lin Yi-Tel: 010-66045566 contact person: Frank Woods customer serviceTel: 010-66045678 Web site: www. ｔｘｓｅｃ． Com or jijin. ｔｘｓｅｃ． Com 44) name: sinolink securities company limited address: Dongcheng Street, 95th, Chengdu city legal representative: Ran Yun Tel: 028-86690021 contact:Gold zhe customer service telephone: 400-6600-109 company URL: www. ｇｊｚｑ． ｃｏｍ． CN 45) name: ping an securities limited liability company office address: jintian road, Futian District, Shenzhen great China International Exchange Square, 8 layers of legal representative: Yang Yuxiang customer service phone: 400-8816-168,0755-22627052 contact: Zhou Lu Tel: 0755-22626172, website www. ｓｔｏｃｋ． ｐｉｎｇａｎ． Com 46) names: aerial securities limited liability company in residence: No. 291 of fuhe River North Road, Nanchang, Jiangxi legal representative: du avionicsWords: 0791-6768681 contact: Olina.Dai customer service Tel: 400-8866-567 Web site: www. ｓｃｓｔｏｃｋ． Com or www. ａｖｉｃｓｅｃ． Com 47) names: Northeast securities company limited address: Renmin Street, Changchun City, 1138th legal representativePeople: correction of Tel: 0431-85096530 contact: Wang Jingjing customer service Tel: 400-6000-686 Web site: www. ｎｅｓｃ． CN 48) name: Changjiang securities company limited accommodation: Wuhan Changjiang securities building, Xinhua road, 8th legal representative: Hu YunzhaoCustomer service Tel: or 95,579-999 contact: Li Liang Tel: 027-65799999 fax: 027-85481900 customer service Web site: www. 95,579. Com 49) name: CITIC Securities Company Limited address:, Futian District, Shenzhen shennanAvenue a, China Merchants Bank Tower, No. 7088 Office address: Xinyuan Nan road, Chaoyang District, Beijing, Beijing building, 6th 3 layers of legal representative: Mr Wang Tel: 010-84588581 contact person: Zhang Yuai website: www. ｃｓ． ｅｃｉｔｉｃ． Com 50) name: huarong securities company limitedBy: yuetan North Street, Xicheng District, Beijing city, 26th office address: yuetan North Street, Xicheng District, Beijing, henghua international business center, 26th 9 layers of legal representative: Ding Zhi lock Tel: 010-58568118 contact: Lin Changhua website: www. ｈｒｓｅｃ． ｃｏｍ． CN 51) name: zhongxin wantong securities limited responsibilityCompany domicile: seedlings of laoshan district of Qingdao aucma 15 floor, Ridge Road, 29th (1507-1510) address: laoshan district, Qingdao, Shenzhen, Qingdao international finance Plaza, No. 222, 21, 1th floor, legal representative: Zhang Zhihe Tel: 0532-85022326 contact: z.c.Wu customer service: 0532-96577 website: www. ｚｘｗｔ． ｃｏｍ． CN 52) name: Tien-feng securities limited liability company residence: customs in Wuhan East Lake high-tech development zone of dongyuanlu in Hubei Province high-tech building, 2nd floor office address: Hubei Wuhan East Lake high-tech development zone, closed dongyuanlu, 2nd floor, building legal representative: Yu Lei Tel: 027-87618889 contact: Zhai � business contact phone: 027-87618882 customer service Web site: www. ｔｆｚｑ． Com 53) name: jianghai securities limited accommodation: Harbin, Xiangfang District, Jiangxi waterways, 56th Office address: Harbin, Xiangfang District, Jiangxi waterRoad 56th legal representative: Sun-Yang Tel: 0451-82269280 contact person: Zhang Yuhong customer service hotline: 400-6662-288 Web site: www. ｊｈｚｑ． ｃｏｍ． CN (b) the person registration registration: State Fund management limited residence Shanghai1318th Lujiazui ring road, Office address, DBS Bank, 9/f, Shanghai Lujiazui ring road, 1318th DBS Bank, 9/f, the legal representative: Fu Xuedong Tel: 021-38992888 contact: Zhong Xiaofeng (c) asset accounting firm audit names: bimaweihua vibration accountancy firmsAddress: Nanjing West Road, Jingan district swtor power leveling, Shanghai 1266th 50/f, Hang Lung Plaza Office address: Nanjing West Road, Jingan district, Shanghai, 1266th Hang Lung Plaza 50 charge: Cai Tingji Tel: 021-22122888 contact: Peng Chengchu (d) the name of the law firm provide legal opinion letters: Shanghai haihua yongtai lawRegistered office address: South Pudong road, Shanghai, No. 855, 24/f, head of the world: Yan Xuehai Tel: 021-58773177 fax: 021-58773268 contact person: Feng Jiaqing operate lawyer: Yan Xuehai, Feng Jiaqing five, name of the Fund in the Fund name: League of Nations An Decheng small-capitalizationSix selected securities investment funds, fund type, fund type: contract Exchange-(mixed) seven, the Fund's investment objectives of the Fund is a positive growth stock fund focusing on investments in China a-shares on the market of small stocks with growth potential. Fund managers will make full use of domestic and international success of fund management experience, strict risk controlUnder the system, using proactive investment strategy through the fundamentals of multiple angles, multi-level research, fully tap the small stocks of the potential growth of investment opportunities, and through the band operation timing strategy of pursuing higher capital gains income, in order to achieve long-term value-added of investor assets. Eight, the direction of the Fund's investment in the Fund investment, with goodLiquid financial instruments, including the national issuing and listing of stocks, bonds, according to the law and legal, regulatory, or other financial instruments of the China Securities Regulatory Commission to allow investments of the Fund. Nine, the Fund's investment strategy and investment programs of the Fund's investments based on the internationalization of research platform of fund managers, thawing a global analysis of resources and the wisdom of the Chinese team as a whole, the qualitative and quantitativeAnalysis throughout the corporate valuation, portfolio construction, as well as the whole process of portfolio risk management, relying on a solid foundation for analysis of financial engineering and scientific models, grasp the stock market and bond market is conducive to investment opportunities, build the best portfolio, realize good gains on long-term superior performance benchmarks. This Fund's investment management can be divided into two levels: the first layerTimes are bottom up security selection. On the whole, for purposes of the Fund's investment focus---small stocks, bottom up approach, integrated using quantitative models of financial engineering, financial analysis and in-depth scientific rigour of research of listed companies and unique selection of grass roots research and other means of individual stocks, on the basis of building a stock portfolio. The second level isAsset class risk management at the configuration level, that is, the Fund's assets in stocks, bonds and cash among the three major asset classes of configurations for real-time monitoring, and under the prevailing macroeconomic situation and adjust the asset allocation ratio on securities market, achieve the purpose of controlling Fund risk. In short, every level of the Fund in investment management will combine qualitative research and quantitative analysis of organicTo, thereby ensuring investment decision of the science and the optimal risk-return structure. 1, bottom up stock selection policy of the Fund's overall investment strategy to "bottom up" stock options at its core. In stock investment targeting, future of good growth and the current low valuations, shares have not been adequately reflected in the company's future with high growthSmall caps. Typically, small stocks to invest in the fund shares with a total investment of more than 80%. In the current environment in Chinese securities market, the Fund defined way to small caps is: quarterly Fund Manager will have on China's a-share stock by negotiable market value in the market from small to large sorted and added, the cumulative circulation market value reached 50% shares in total circulation market value into small caps collection; The period for stock are not included in the most recent sort range (IPO listed stock, recovery, and so on), the reference to the last sort of determining the result of the inclusion of small caps collection. If, for some small-capitalization stocks relative changes that have resulted in small stocks of value investment ratio lower than the range of funds stipulated in the contract, the Fund will be based on market conditions, the spirit of principle of maximising investorTimely adjusted, most no more than a year.　　Definition of this Fund for small stocks will be the future development of China's securities market and changes to make the necessary adjustments.　　Growth and valuations is the Fund picking stocks during the two most important factors considered, based on the consideration of these two factors, the Fund is mainly investing in the following two types of stocks. （1) in the industry is in a period of high growth or companies in the industry has a unique, in the short term they are difficult to imitate competitive advantage, making an element of sustainable high growth companies in the future, and the current low valuations of listed companies, and (2) the status quo is not good enough, but after the in-depth investigation and found, the company's fundamentals will occur in the foreseeable future in real terms in theChanges, the company's results to a significant increase in, and this fundamental change has not yet been fully reflected in the share prices of listed companies. 2 risk management, asset class configuration level while the Fund in equity investment was taken "from the" investment strategy, but still through flexible means of asset allocation in equities, bonds, cash three categoriesDuring configuration of the assets of strict control of the market risk of the Fund.　　The Fund will be based on macroeconomic developments, movements in interest rate changes in the financial market and economic cycles, actively and effectively to adjust Fund asset class configuration to control the assets of the Fund's market risk exposure. Under normal market conditions, the basic scope of the Fund Portfolio asset class configuration: stock20% per cent of assets; 20% per cent bond assets; cash assets 5% per cent.　　In terms of asset allocation, stressing the Fund investments of the Fund Unit-overall portfolio while also maintaining high levels of liquidity in order to avoid small stocks of liquidity risk. Asset class and configure the proportion 3, bond portfolio construction and management in order toAvoiding small stocks markets to a certain degree of market risk, in stocks, bonds and cash asset allocation on the basis of three broad categories, the Fund will be part of the assets of the Fund for investments in bonds, and according to the changing market environment timely establishment and adjustment of bond portfolio. Bond investments of the Fund at present is the interbank bond market and debt Exchange bond marketVouchers, investment vehicles including: bonds, financial bonds, corporate bonds (including convertible bonds), and other fixed income securities.　　In addition, future market may introduce various types of fixed-income securities and derivative financial instruments will also be a Fund's investment objects. This Fund will be an in-depth analysis of macro-economic situation at home and abroad, domestic fiscal and monetary policies and structural adjustment factors (including fundingGold surface structure adjustment in structural change, institutional improvement and innovation, investors) effect on the bond market to determine the movements in the bond market to implement the appropriate asset allocation strategies. The Fund's bond portfolio construction and management process, will take the management of interest rate expectations, duration, yield curve strategies, active investment strategies such as yield spread strategies, and strive to get higher than the marketAverage return on investment.　　4 process is divided into investment research, investment management, investment decisions, investment Executive, investment checking, investment tracking and feedback and monitoring, risk control of six parts. (1) investment research to protect the interests of holders of the Fund, the Fund Manager in the investment research process, will hold regular investment Committee and investment researchThe joint meeting, provides accurate basis for investment decisions.　　Investment decisions on current macroeconomic and financial situation, the monetary policy of the Commission and the level of interest rates and other macro-economic data for analysis and discussion, a discussion and vote on the report submitted by the Fund Manager, decided that the funds in asset allocation scheme for some time. Study on investment fund managers and research groups hold regular jointI Conference focuses on investing in stocks, the identification such as shares in total, investments of the Fund investment object, and to prevent the funds involved in insider trading or unnecessarily related party transactions. (2) investment decision ① fund investment strategy produced regularly reported the formation of the Fund Manager of the investment strategy report under domestic and international economic situation, market trends and investment research conference actionReport on the findings of the investment policy, set out their investment strategies, and clear the next stage of equities, fixed income securities, cash and financing the investment ratio.　　The investment strategy report by the Vice President in charge of investment after checking read for the record. ② investment securities alternative library research group and the establishment and maintenance of quarterly Fund Manager features for different industries, is guided byCompany's financial position, profitability and future growth, and so on, offered to investment securities lists, lists of discussion determine investment securities, and escalation is in charge of Deputy General Manager of the investment. If stock options in the company's significant change in fundamentals, research report should be submitted in a timely manner, a researcher at the latest, and inform the Vice President in charge of investments, after the consent of the Ministry of portfolio managementShould be adjusted.　　③ establishment and maintenance of core security researcher or fund managers of alternative libraries list for investment securities companies and other companies to conduct in-depth studies and research, and produce research reports after discussion by the joint meeting of the investment research on the Fund's core security library. Fund managers to formulate or adjust portfolios, in principle, be in selected core security librarySecurities.　　Or Fund Manager, a researcher at core securities for securities shall continue tracking the fundamentals in the library and share price changes, and timely submit an amended report to facilitate the Fund Manager to make investment decisions.　　Fund managers in investment analysis and portfolio management on the basis of, and take full responsibility for their portfolios. (3) investment to perform all transactions of the Fund through the FoundationGold trading Department uniform implementation, under the premise of all transactions in the transaction information confidential, in accordance with established procedures operate openly. For violations of the securities investment fund law, the Fund contract, investment decision-making Committee resolutions and orders of the company's investment management system, transaction manager shall suspend the implementation of the directive, promptly notify the relevant fund managers, the General in charge of General Manager of the investment,Supervision and auditing Department reporting.　　(4) investment tracking and summary summary of fund managers to invest on a regular basis, have occurred on the analysis and conclusion of investment behavior, provided in the right direction for the future of investment behavior. 1, fund managers, investment decisions on a regular basis of the investment funds managed by the Commission final report, to analyze the performance of its investment portfolio and investmentFunding deficiencies suggest improvements in the process.　　2, if you find that funds to investment securities alternative libraries and core stock library stock fundamentals change, the Fund Manager may propose to convene a joint meeting of the provisional investment research, discuss whether you want to modify the alternative stock library and core stock library. 3 according to changing circumstances, fund managers, considers it necessary to modify their asset allocationMajor investment project or programme should be drafted investment strategy or of the major investment project proposals, Deputy General Manager in charge of investment check access to the investment decision after discussion, the Committee decided. (5) investment check and supervision Department of transactions the liquidation of the Fund by check of transaction data, to review the trading operations on the same day, if there is violation of the Securities Act, theSecurities investment fund law, the Fund contract, trading operations of a management company shall immediately report to the Vice President in charge of investment, and at the same time inform the surveillance Department of audit, risk management, fund managers, fund transactions.　　Fund trading Department is responsible for daily trading behavior for real-time monitoring of the investments of the Fund. (6) risk management fund investment managementRisk control in the process includes two levels, a hierarchy is mutual fund investment management organization risk management within the system, on another level is an independent risk management institutions (including risk control Committee, the Inspector General, the monitoring Department of audit, risk management Department) to monitor risks of the investment management process. Vice President in charge of investment managers of the Fund's investment management process risk controlWork, on the one hand in the investment management in the process of implementing the principles of risk control; on the other hand according to the independent risk management institutions (including risk control Committee, the Inspector General, Ministry of supervision and auditing Department, risk management) risk assessments, formulate appropriate improvement and response measures in a timely manner, and to instruct the relevant departments and personnel effective follow-up and implementation. Ten, fund performance evaluationStandard part of equity investments of the Fund's performance baseline index of small stocks for days and days that China offers an index to the weighted average, bond investment part of the performance baseline for Shanghai Government bond index. The Fund's overall performance benchmark (TX x60%+ TX China offers an index of small stocks index x40%) x40% x60%+ Shanghai composite bond indexOther more representative of future market performance baselines at its launch, the Fund can change after you go through the appropriate process performance baselines. XI, funds risk-return characteristics of the Fund is an active growth stock funds, because of its stock portfolio mainly in small stocks, the Fund balance of risk and expected returns are higher than funds, belonging to the securitiesVarieties of high risk investment funds.　　And strive to make the Fund units of risk and return value of the Fund over the long term average higher than the expected return per unit risk performance baseline values. 12 portfolio reports, fund managers of the Fund's Board of Directors and directors ensure that the information contained in false record does not exist, misleading statement or significant omissions, and for its authenticity, accuracy of contentIndividual and joint responsibility and integrity. Custodian of the Fund under this Fund---industrial and commercial bank of contract, on October 20, 2011 financial indicators in the review of the present report, net worth and portfolio performance reporting and other content to ensure review content false record does not exist, misleading statements or significant omissions. This portfolioData contained in the will as of September 30, 2011, the present report unaudited financial information Division audits. 1, report 2, report on the Fund Portfolio at the end of the final classification by industry stock portfolio 3, end according to the fair value of net assets of the Fund size sort detail 4 of top ten stock investment, end classified by bond varietiesBond portfolio 5, the end of the fair value of net assets of the Fund size scale sort first five bond investment detail report 6, according to the fair value of net assets of the Fund at the end of proportional size ranking top ten asset-backed securities investment details of the Fund is not asset-backed securities held at the end of the present report. 7, the end according to the fair value of the fund capitalNet worth ratio the size ranking of the top five warrants detail this investment fund without a warrant at the end of the present report.　　8, portfolio reporting, note 1) in this reporting period, investments of the Fund's top ten securities issuers did not appear to be of regulatory investigation, or within one year before compiling this report was publicly denounced, punished. 2) of the Fund investmentChinese top ten stocks, did not invest excess funds contracted outside alternative stock library stock. 3) other asset 4) end of convertible bonds into shares held by details: 5) report exists in the final top ten stock circulation limited description of the Fund's final top ten stocks do not exist in the present report circulation limited.13, the performance of the Fund of fund managers observe scrupulously, and careful diligence principles of honesty and credit management and the application of the Fund property, but does not guarantee that the funds profits, nor does it guarantee a minimum income. Fund's past performance not indicative of future performance.　　Investment risk, investors in making investment decisions should be read carefully before the Fund prospectuses. 14, the costs at a glance(A) the costs related to the operation of the Fund and costs related to the operation of the Fund including: Fund management fees of the administrator; Fund managed hosting fees; fund after the entry into force of the contract fund information disclosure costs; after the commencement of the Fund contract and funds related to the accountant and lawyer fees; Fund share holders General Assembly costs; fund securities transactions costs; and the other in accordance with nationalCustoms provisions can fund property of Liechtenstein in other costs. 1, the management fees of fund managers normally, the Fund management fee according to the day before the Fund's net asset value of 1. Annual rates of 5%. Management fee is calculated as follows: H=Ex1. 50% ÷ h the number of days in the year to the Fund management fee payable daily e is the day before the capital fundNet value of fund management fees are calculated on a daily basis, daily Trojan and month to month, monthly payments, by Fund custodians in within two business days before the month property in the one-time payments from the Fund to the Fund Manager.　　In case of holidays, public holidays, the date of payment deadline. 2, managed fund custodian trustee of the Fund managed by the day before of the Fund's net asset value of 0.Annual rates of 25%. Hosting fee is calculated as follows: H=Ex0. 25% ÷ h is the number of days in the year daily custody fee payable e for the day before the net asset value of Fund custody fee calculated on a daily basis, daily Trojan and month to month, monthly payments, by Fund custodians in the next month from funds within two business days before the property once drawn。　　In case of holidays, public holidays, the date of payment deadline.　　3, other costs related to the operation of the Fund managed by the Fund and other persons in accordance with the relevant regulations and the corresponding provisions of the agreement, the costs on actual expenditures amount to pay, costs include funds in the period, by the custodian of the Fund paid out of Fund assets. Fund managers and fund trustee for failure to comply or not fully performShipping costs to be incurred as a result of loss of property or funds, and to deal with matters not associated with the operation of the Fund for expenses incurred costs not included in the Fund.　　(B) costs 1, purchase costs associated with Fund sales (1) purchase costs of the Fund when the fund investors to purchase shares of the Fund charge. (2) purchase costs are based on purchase amounts proportional rate. FundInvestors in one day if there are multiple purchase, apply rates calculated on a single, respectively. The rates are as follows:-via "League of Nations? Tesco "Fund online direct sales platform to purchase the Fund can enjoy front-purchase rate discount.　　Specific discount purchase fee rates to the latest relevant notice prevail. The Fund Manager does not set maximum purchase amounts, but the bank card specific ShenPurchase limit to comply with the Standard Bank Internet banking ceiling.　　The fund managers can be adjusted for business transaction costs and limit requirements mentioned above, and pursuant to relevant regulations of the advance notice requirement. This Fund on relevant and timely distribution agencies to purchase rate offer, detailed rules for the specific activities and rates for details, see notice of fund managers. The purchase fee rates concessionActivity final interpretation of the relevant distribution agent all, activity Specifies if there is any change, please fund investors pay attention to the notice of the distribution agent.　　(3) of the Fund to purchase costs borne by the fund shares by requisitioners, not included in the Fund assets, primarily for marketing, sales and other related expenses of the Fund. 2, redemption fee (1) the redemption of the FundRates as follows: Note: 1 year as 365 days, 730 days in 2 years. (2) the fund redemption costs by diminishing the holding period, maximum not exceeding a total redemption of 0.　　50%, borne by the redemption of man, 25% of total redemption fees to fund property, and the remainder as registration fee to register people and all. (3) Fund managementPeople can not violate the laws, regulations and contractual situation of the Fund depending on the market development fund promotional programs, for a specific geographical area, specific industries, specific professional investors as well as in a specific way (such as online trading, phone trading, and so on) investors of the Fund transactions, such as regular or irregular Fund promotional activities. Fund managers on the part of FundInvestor remission of fees does not constitute equal obligations to other investors. (4) the Fund Manager may adjust the purchase fee rates, redemption rates or charges, favourably with the latest updated rates, redemption rates and charges listed in the prospectuses. Such as adjusting the tariffs or fees, fund managers will be held at the latest before the new rate or charging methods implemented 3 workDay specified at least one of the China Securities Regulatory Commission disclosure media advisory. 3, the conversion fee Fund switching refers to the open-end Fund share holder holds a Fund of some or all of shares converted to another of the same fund managers manage open-end fund shares. Fund switching can only be sold in the same institutions. Conversion of two funds must be the sales agencyAgents of the same fund managers manage, registered at the same registration agencies, in the same model of open-end funds. (1) applies the scope of the Fund: conversion operations of the Fund applies the company's issued and managed by State-linked An Decheng soundness of securities investment funds (: Luen on robust mixed fund code: 255,010), global link An Decheng smallSelection of securities investment funds (: countries Lian small mixed fund code: 257,010), global link An Decheng peace of mind to grow hybrid securities investment funds (: Lian mind growth mixed fund code: 253,010), countries An Decheng stock securities investment funds (: countries Luen on equity fund codes: front end 257,020 back-end257,021), global link An Decheng advantage equity securities investment funds (short title: global link's principal advantage stock fund codes: front end 257,030 back-end cent), global link An Decheng dividend stock securities investment funds (: Lian dividend equity fund code: front-end 257,040 back-end 257,041), global link An Decheng increased profits bond securities investment foundationGold (: Luen on increased profits Bond Fund codes: 253,021, class 253020B class a), global link's principal theme-driven equity-type securities investment funds (short title: principal theme-driven equity fund code: 257,050), Luen on confidence gain bond securities investment funds (: Lian confidence gain bonds; Fund codes: 253,030),League of Nations put stock exchange commodities stock exchange-index securities investment funds join Fund (short title: League of Nations put card commodity ETF joins; gold code: 257,060), global link's principal money market securities investment Fund (: Lian currency; Fund code: a-253,050, b-class cent) and the League of Nations on equity securities investment optimization industry baseGold (: Lian stock optimization industry; Fund codes: 257,070).　　The future release of the other open-end funds Fund switching the prior notice. (2) applicable sales offices: ① Huaxia Bank, China Merchants Bank, Societe Generale securities company limited, China Galaxy Securities Co Ltd, CITICBuilding investment securities limited liability company and China Merchants securities company limited (those bodies for conversion of the following funds: Luen on sound mixing, Luen on small mixing, Guo Lianan at ease mixing, Luen on selected stocks, global link's principal advantage equity). ② Bank of Ningbo company limited, guotai Junan securities company limited, shenyin wanguo securities company limited, the East permitCoupon company limited and haitong securities company limited (those bodies for conversion of the following funds: Luen on sound mixing, Luen on small mixing, Guo Lianan at ease mixing, Luen on selected stocks, global link's principal advantage equity, dividend stocks, Luen on increased profits Luen on increased profits bond bond a, country b). ③ the Shanghai Pudong Development Bank Co Ltd (the aboveAgency for conversion of the following funds: Luen on sound mixing, Luen on small mixing, Guo Lianan at ease mixing, Luen on selected stocks, global link's principal advantage equity, global link's currency). ④ China Construction Bank Corporation, CITIC wantong securities company limited, Bank of China limited, CITIC Bank and CITIC Securities company limited, And days wind securities limited responsibility company and China thaw securities company limited (above institutions applies is as follows Fund of conversion: country joint Ann sound mixed, and country joint Ann small disc mixed, and Guo Lianan mind mixed, and country joint Ann featured stock, and country joint Ann advantage stock, and country joint Ann dividend stock, and country joint Ann increased Lee bond-a, and country joint Ann increased Lee bond b, and country joint Ann theme driven stock, and country joint put card commodityJoin, Luen on currency ETF). ⑤ State-linked fund management limited direct marketing service platform, Warburg securities limited liability company, jianghai huatai securities limited, a joint stock limited liability company and huatai securities company limited (those bodies for conversion of the following funds: Luen on sound mixing, Luen on small hybrid, Guo Lianan mind mix, Lian preciseSelected stocks, global link's principal advantage equity, dividend stocks, Luen on increased profits Luen on increased profits bond bond a, country b, Luen on topic-driven stocks, Luen on bonds, League of Nations put confidence gain permits commodity ETF joins, Luen on currency and Luen on optimization industry stock). Depending on the situation of the fund managers alter or increase or decrease in the sales organization, and will be announced in a notice.Convertible Fund for sales agencies sell funds.　　(3) switching fee and conversion shares calculation: ① conduct include conversion charges, the total cost of the conversion of the Fund out of fund redemption fees and transfer of funds and transfer funds purchase compensation fee of three parts. A conversion procedure rates to zero. Fund switching procedures for rate adjustments will be announced in a notice.B going out of the Fund's redemption fee = going out x amount transferred funds to redeem rate: transfer amount = transfer fund shares x out of net value of fund shares on the date of the Fund at present, the company, fund redemption rates are as follows: Note: 1 year as 365 days, 730 days in 2 years. Above-mentioned redemption rates may be adjusted according to company announcements,At the latest rates prevail. C into the Fund out of Fund purchase, compensation costs between the Fund and the Fund to purchase balance calculation of rates charged, calculated as follows: into the Fund out of Fund purchase compensation rates =Max[(to fund the purchase fee rates-purchase rates for out of funds), 0], that is transferred to the Fund to purchase ratesSubtracting out of funds to purchase rates, such as a negative number to get zero.　　At present, the company opened its conversion business fund purchase fee rates are as follows: the purchase fee rates may be adjusted under this announcement, then whichever is the latest rates. Front-end share purchase, compensation rates for conversions between the transfer amount transferred to the purchase fee rates and from funds of fundsPurchase fee rates as a basis to calculate.　　Convert between back-end share purchase, compensation rates to zero, therefore purchase compensation fees to zero. Investors via online direct sales platform to handle front-end charging mode of the Fund and the company's other opening Fund switching business Fund switching between open fund business, enjoy preferential fees in the front-end application conversion compensation rates and other ratesStandard does not change.　　Fund managers have the right to adjust these transaction costs as operations, and related regulatory requirements for notice.　　D other sales agencies Fund switching business conversion rates will be applicable at the time of opening prior notice. ② share conversion formula: transfer amount = transfer fund shares x go on net value of fund shares the Fund conversionCost = conversion fees + go out of the Fund's redemption fee + purchase, compensation fee: conversion fees amount = 0 = redemption fees out of x go purchase compensation fund redemption rate = (transfer amount-redemption fee) x purchase, compensation rates/(1+ purchase, compensation rates) a turn if the Fund purchase fee rates > go Fund purchase fee rates of conversionCost = purchase compensation going out of the Fund's redemption fee + b If you go out of the funds to purchase rate ≥ transferred funds to purchase rate conversion fee = to go out of the Fund's redemption fee c into d transfer amount = amount-conversion costs into/share = amount into the Fund on net value of fund shares, purchase fee rates and from the funds of the Fund to purchaseRates were to go out of the amount being determined by.　　Note: rounded turn to share its results until two digits after the decimal point. ③ switching business, for example: example: an investor in a day through our online trading platform will countries Luen on equity funds it holds 500,000 growth mixed fund converted as a Lian ' peace of mind. Assuming conversion applicationsToday should be countries Luen on equity fund net asset value of fund units to 1. $ 250, Luen on secure growth mixed fund net asset value of fund units to 1. 050, assuming the investor holds countries Luen on equity funds less than 1 year, then countries Luen on equity fund share redemption = out of x countries Luen on equity fund net asset value of fund units on the day xCountries Luen on equity fund redemption rates =500,000. 00x1. 250x0. Fees = $ 5%=3,125 purchase, compensation (transfer amount-out amount x transfer fund redemption rates) purchase compensation rates/x (1+ purchase compensation rate) = (500,000x1. 250-500,000x1. 250x0. 5%): x0. 5%/(1+0. 5%) =931. 42 into x amount = out of share countries Luen on equity fund net asset value of fund units on the day-redemption fees-purchase, compensation fees =500,000. 00x1. 250-3,125-931. 42=620,943. 58 Yuan into shares = intoAmount/Guo Lianan growth mixed fund unit Fund net asset value on the date =620,943 peace of mind. 58/1. 050=591,374. 84 (4) business rules: ① switching in share application. When investors apply for switching business, out of party funds must be in the redeemable State, into the party funds mustIs in an application state.　　② switching unknown price method, that is, filing at all going to turn out, based on the Fund's net asset value of units is calculated. ③ under normal circumstances, funds registered with the Registrar on T+1 day for investors switching of t-day validation confirm business application. T+2 the future (including the date) to investors through theQuery transactions of Fund switching companies direct marketing service platform. ④ minimum current switching applications share is 1000 units. Minimum share holdings of the Fund for 100 units. As investors go through after switching the fund shares when less than 100, you want a one-time full out. Single application without minimum purchase limits of transferred funds restriction.⑤ individual open day fund net redemptions of shares and net out of the application share and more than an open day of the Fund's total share on 10%, a huge withdrawal. When there is a huge withdrawal, funds transfer and fund redemptions have the same priority, according to the Fund of fund managers portfolios, decided to go out in full or in part, to, and transfer and fund redemptions, miningPick up the same proportion to confirm.　　In the case of transfer applications are partially confirmed, unacknowledged transfer application will not be extended.　　⑥ at present, the original funds for front-end fees of fund shares can only be converted to a different front-end charges Fund share, back-end fees of fund shares can only be transferred to other back-end fees fund shares. The company is entitled, under market conditions to adjust the aboveConversion program and the restriction, but should at the latest before commencement of the adjustment in accordance with the information disclosure regulations disclosure media specified in at least one of the China Securities Regulatory Commission announced. (5) conversion and processing in the case of the suspended Fund: when one of the following conditions, the Fund Manager may suspend Fund switching business: ① the force majeure reason preventing the Fund from normal transportMake.　　② Securities Exchange in non-normal trading hours to close the market, leading fund managers cannot be calculated on net fund assets.　　③ appear continuous due to market volatility or other reasons large redemptions, fund manager considers it necessary to suspend accepting applications for the Fund units as a. ④ other cases stipulated by laws, regulations, rules or other contract of the Fund,Is described in the prospectuses and special cases approved by China Securities Regulatory Commission. One of the above circumstances, fund managers should immediately and, within the prescribed period to the China Securities Regulatory Commission, for the record at least one of the China Securities Regulatory Commission suspended notice is published on the specified media. Reopening of Fund conversion, fund managers the information disclosed should be in accordance with the procedures specified at least one of the China Securities Regulatory CommissionReopening of Fund switching notice is published on the media. (6) important Tip: ① Fund distributors will not be accepted into transactions of the Fund during the period, the establishment of the Fund and open purchase, after the withdrawal of admissible Fund switching business.　　Conversion provisions of the new Fund, is subject to company announcements. ② prospectuses only on Luen on sound mixing, Luen on small mixing, LianAt ease mixing, Luen on selected stocks, global link's principal advantage equity, dividend stocks, Luen on increased profits Luen on increased profits bond bond a, country b, Luen on topic-driven stocks, League of Nations put card commodity ETF joins, Luen on monetary matters and Luen on conversion optimization industry stocks described. ③ the company is entitled, under market conditions to adjust the above conversion program andTurn off the restrictions, but should be adjusted before the entry into force at the latest, in accordance with the method of information disclosure the disclosure media specified in at least one of the China Securities Regulatory Commission announced.　　④ the conversion operations of the Fund's sole rights to the company.　　(C) other costs under the conditions of this Fund may be allowed by the China Securities Regulatory Commission in accordance with the relevant provisions of the State to increase other types of Fund fees. (D) FundTax according to the Ministry of finance and taxation [2004]78 the State administration of taxation on securities investment funds, tax policy notice requirements, effective January 1, 2004, securities investment funds (closed-end investment fund, open-end securities investment fund) managers use post income of Fund buying and selling stocks, bonds, continued exemption of business tax and corporation income tax。　　Various types of tax subject in the course of the operation of the Fund, in accordance with the provisions of national laws and regulations, and comply with tax obligations. According to taxation word [2005]11 the text concerning the adjustment of securities (stock) transaction stamp duty rate notice, beginning on January 24, 2005, funds buy and sell stocks in a 0.　　A rate of 1% from stamp duty. According to the fiscal and taxation[2005]102, the notice of dividend income on dividends policy, effective June 13, 2005, stock dividend, dividend income fund had been temporarily reduced by 50% taking into account individual taxable. According to fiscal [2008]1, the Ministry of finance, State administration of taxation on several preferential policy of corporate income tax notice(A) the income from the securities market of securities investment funds, including the sale of stocks, bonds, the difference of income, stock dividends, dividend income, bond interest income and other income, not to impose the corporate income tax. (B) securities in investment fund distribution to investors from the income, not to impose the corporate income tax. (C) for securities investment fund managers to use the baseRevenue gold trading of stocks, bonds, spreads, not to impose the corporate income tax.　　Various types of tax subject in the course of the operation of the Fund, in accordance with the provisions of national laws and regulations, and comply with tax obligations. LAU on prospectuses to update part of the basis of the description of the prospectuses of the Chinese people Republic securities investment fund law, the measures for administration of securities investment fundsAnd the sale of securities investment fund management, securities investment fund information disclosure management rules and other requirements of the relevant laws and regulations, the Fund Manager of this Fund was published on May 26, 2011 updated prospectuses, major content updates are as follows: 1, updated the "third, fund managers" part of the contents. 2, updating"Four, Fund custodians" part of the contents.　　3, updated the "five, related services" section of the content.　　4, updated the "eight, purchase and redemption of fund shares" part of the contents.　　5, updated the "nine, the Fund's investment" part of the contents.　　6, updated the "ten, fund performance" section of the content. 7, updated the "14, Fund fees and taxes "part of the contents.　　8, updated the "21, on the services of the Fund share holders" part of the contents.　　9, updated the "22, other matters should be disclosed" part of the contents. Global link's Fund Management Limited on November 25, 2011